SFC Licences of WU Chiang Li 吳強立

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RO	9	03 May 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RO	5	03 May 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RO	4	03 May 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RO	2	03 May 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RO	1	03 May 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	2	01 March 2023	03 May 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	01 March 2023	03 May 2023
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	05 November 2020	13 February 2023
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	05 November 2020	13 February 2023
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RO	5	04 January 2019	15 May 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RO	4	04 January 2019	15 May 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RO	2	04 January 2019	15 May 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RO	1	04 January 2019	15 May 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	5	12 November 2018	04 January 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	1	22 October 2018	04 January 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	2	22 October 2018	04 January 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	4	22 October 2018	04 January 2019
KGI Asia Limited 凱基證券亞洲有限公司	RO	4	03 October 2017	18 September 2018
KGI Asia Limited 凱基證券亞洲有限公司	RO	1	03 October 2017	18 September 2018
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司	RO	1	23 May 2017	02 October 2017
KGI Asset Management Limited 凱基資產管理有限公司	RO	4	26 July 2016	18 September 2018
KGI Asset Management Limited 凱基資產管理有限公司	RO	1	26 July 2016	18 September 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RO	2	23 July 2015	18 September 2018
KGI Asia Limited 凱基證券亞洲有限公司	RO	4	02 February 2015	02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司	RO	1	02 February 2015	02 October 2017
KGI Wealth Management Limited 凱基財富管理有限公司	RO	4	02 February 2015	02 October 2017
KGI Wealth Management Limited 凱基財富管理有限公司	RO	1	02 February 2015	02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	22 October 2014	02 February 2015
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	22 October 2014	02 February 2015
KGI Wealth Management Limited 凱基財富管理有限公司	RE	4	22 October 2014	02 February 2015
KGI Wealth Management Limited 凱基財富管理有限公司	RE	1	22 October 2014	02 February 2015
KGI Asia Limited 凱基證券亞洲有限公司	RO	4	21 January 2006	01 January 2011
KGI Asia Limited 凱基證券亞洲有限公司	RO	1	21 January 2006	01 January 2011
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	20 April 2005	21 January 2006