SFC Licences of WU Chiang Li 吳強立

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司
RE 2 05 November 2020
KGI Asia Limited 凱基證券亞洲有限公司
RE 1 05 November 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RO 1, 2, 4, 5 04 January 2019 15 May 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 5 12 November 2018 04 January 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 2, 4 22 October 2018 04 January 2019
KGI Asia Limited 凱基證券亞洲有限公司
RO 1, 4 03 October 2017 18 September 2018
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司
RO 1 23 May 2017 02 October 2017
KGI Asset Management Limited 凱基資產管理有限公司
RO 1, 4 26 July 2016 18 September 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司
RO 2 23 July 2015 18 September 2018
KGI Asia Limited 凱基證券亞洲有限公司
KGI Wealth Management Limited 凱基財富管理有限公司
RO 1, 4 02 February 2015 02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司
KGI Wealth Management Limited 凱基財富管理有限公司
RE 1, 4 22 October 2014 02 February 2015
KGI Asia Limited 凱基證券亞洲有限公司
RO 1, 4 21 January 2006 01 January 2011
KGI Asia Limited 凱基證券亞洲有限公司
RE 1 20 April 2005 21 January 2006