SFC Licences of CHOW Ming Wai 周明偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RE | 1 | 16 January 2019 | 19 March 2021 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
RO | 1, 2 | 16 August 2016 | 19 March 2021 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | 1 | 13 January 2016 | 29 June 2016 |
| Mason Futures Limited 茂宸期貨有限公司 |
RO | 2 | 29 June 2015 | 29 June 2016 |
| Mason Securities Limited 茂宸證券有限公司 |
RE | 1 | 18 April 2013 | 13 January 2016 |
| Mason Futures Limited 茂宸期貨有限公司 |
RE | 2 | 18 April 2013 | 29 June 2015 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RE | 1 | 11 April 2005 | 11 April 2013 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RE | 3 | 05 October 2004 | 11 April 2013 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RE | 2 | 17 April 2004 | 11 April 2013 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 01 April 2003 | 06 April 2004 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 5, 7, 9 | 01 April 2003 | 02 April 2004 |