SFC Licences of CHOW Ming Wai 周明偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CSC Securities (HK) Limited 群益證券(香港)有限公司
RE 1 16 January 2019 19 March 2021
CSC Futures (HK) Limited 群益期貨(香港)有限公司
RO 1, 2 16 August 2016 19 March 2021
Mason Securities Limited 茂宸證券有限公司
RO 1 13 January 2016 29 June 2016
Mason Futures Limited 茂宸期貨有限公司
RO 2 29 June 2015 29 June 2016
Mason Securities Limited 茂宸證券有限公司
RE 1 18 April 2013 13 January 2016
Mason Futures Limited 茂宸期貨有限公司
RE 2 18 April 2013 29 June 2015
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1 11 April 2005 11 April 2013
Haitong International Securities Company Limited 海通國際證券有限公司
RE 3 05 October 2004 11 April 2013
Haitong International Futures Limited 海通國際期貨有限公司
RE 2 17 April 2004 11 April 2013
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 01 April 2003 06 April 2004
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 5, 7, 9 01 April 2003 02 April 2004