SFC Licences of PANG See Kit Alwyn 彭思杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 4 | 02 November 2015 | 11 June 2021 |
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 1 | 02 November 2015 | 11 June 2021 |
Merrill Lynch Far East Limited | RE | 2 | 18 April 2011 | 04 July 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 18 April 2011 | 04 July 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 April 2011 | 04 July 2013 |
UBS Securities Asia Limited | RE | 4 | 07 January 2010 | 05 March 2011 |
UBS Securities Asia Limited | RE | 4 | 12 May 2005 | 25 February 2008 |