SFC Licences of PANG See Kit Alwyn 彭思杰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 4 02 November 2015 11 June 2021
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 1 02 November 2015 11 June 2021
Merrill Lynch Far East Limited RE 2 18 April 2011 04 July 2013
Merrill Lynch (Asia Pacific) Limited RE 4 18 April 2011 04 July 2013
Merrill Lynch (Asia Pacific) Limited RE 1 18 April 2011 04 July 2013
UBS Securities Asia Limited RE 4 07 January 2010 05 March 2011
UBS Securities Asia Limited RE 4 12 May 2005 25 February 2008