SFC Licences of GE Gan Niu 葛甘牛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 10 July 2007 | 26 November 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 10 July 2007 | 26 November 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 10 May 2006 | 26 November 2008 |
| BOCI Securities Limited 中銀國際證券有限公司 | RO | 5 | 06 October 2005 | 01 May 2006 |
| BOCI Securities Limited 中銀國際證券有限公司 | RO | 2 | 06 October 2005 | 01 May 2006 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RO | 5 | 18 January 2005 | 01 May 2006 |
| BOCI Securities Limited 中銀國際證券有限公司 | RO | 4 | 01 March 2004 | 01 May 2006 |
| BOCI Securities Limited 中銀國際證券有限公司 | RO | 1 | 01 April 2003 | 01 May 2006 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RO | 2 | 01 April 2003 | 01 May 2006 |