SFC Licences of KWOK Cheong Ping, Charles 郭昌平

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 5 13 July 2016 21 January 2019
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 4 13 July 2016 21 January 2019
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 1 13 July 2016 21 January 2019
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 5 25 September 2009 28 March 2011
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 25 September 2009 28 March 2011
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 25 September 2009 28 March 2011
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 9 01 September 2009 28 March 2011
Capital International, Inc. RE 9 07 July 2006 22 August 2009
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 9 08 June 2005 16 June 2006
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 4 08 June 2005 16 June 2006
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 1 08 June 2005 16 June 2006
HSBC Investment Funds (Hong Kong) Limited RE 1 17 May 2004 30 May 2005
HSBC Global Asset Management (Hong Kong) Limited RE 9 01 April 2003 30 May 2005
HSBC Global Asset Management (Hong Kong) Limited RE 4 01 April 2003 30 May 2005
HSBC Global Asset Management (Hong Kong) Limited RE 6 01 April 2003 06 April 2004