SFC Licences of WAGNER John Duncan 王德肯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 29 August 2022 | |
| Merrill Lynch Far East Limited | RE | 1 | 29 August 2022 | |
| Aletheia Analyst Network Limited | RE | 4 | 12 October 2020 | 15 July 2022 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 01 April 2003 | 01 September 2003 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 4 | 01 April 2003 | 01 September 2003 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 6 | 01 April 2003 | 01 September 2003 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 9 | 01 April 2003 | 01 September 2003 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 01 April 2003 | 22 August 2003 |