SFC Licences of CHAN Pak Lam, Tom 陳柏楠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Success Securities Limited 實德證券有限公司	RO	4	26 June 2018
Success Securities Limited 實德證券有限公司	RO	1	26 June 2018
Success Asset Management Limited 實德資產管理有限公司	RO	9	29 August 2013	01 December 2021
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司	RE	3	12 March 2013	01 November 2016
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司	RE	2	12 March 2013	01 November 2016
Success Securities Limited 實德證券有限公司	RE	4	12 March 2013	01 November 2016
Success Securities Limited 實德證券有限公司	RE	1	12 March 2013	01 November 2016
Emperor Asset Management Limited 英皇資產管理有限公司	RO	9	03 November 2009	01 June 2010
Emperor Asset Management Limited 英皇資產管理有限公司	RO	4	03 November 2009	01 June 2010
Emperor Securities Limited 英皇證券有限公司	RO	4	19 March 2008	01 June 2010
Emperor Futures Limited 英皇期貨有限公司	RO	5	19 March 2008	01 June 2010
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司	RO	3	19 March 2008	01 April 2010
Emperor Securities Limited 英皇證券有限公司	RO	1	28 August 2007	01 June 2010
Emperor Futures Limited 英皇期貨有限公司	RO	2	28 August 2007	01 June 2010
Emperor Securities Limited 英皇證券有限公司	RE	1	17 November 2005	28 August 2007
Emperor Futures Limited 英皇期貨有限公司	RE	2	17 November 2005	28 August 2007
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司	RO	3	01 April 2003	31 March 2007