SFC Licences of LEE Wai Fun 李慧芬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 RE 9 07 November 2023
Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 RE 4 07 November 2023
Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 RE 1 07 November 2023
Vantage New Generation Securities Limited 新世代證券有限公司 RO 4 29 March 2019 31 May 2023
Vantage New Generation Securities Limited 新世代證券有限公司 RO 1 29 March 2019 31 May 2023
HF Asset Management Limited 匯福資產管理有限公司 RE 9 15 December 2016 01 February 2019
HF Securities and Futures Limited 匯福證券及期貨有限公司 RO 2 14 September 2016 01 February 2019
HF Securities and Futures Limited 匯福證券及期貨有限公司 RO 1 14 September 2016 01 February 2019
HF Securities and Futures Limited 匯福證券及期貨有限公司 RE 2 25 August 2016 14 September 2016
HF Securities and Futures Limited 匯福證券及期貨有限公司 RE 1 25 August 2016 14 September 2016
Success Securities Limited 實德證券有限公司 RE 4 08 August 2011 22 June 2016
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 RE 2 21 December 2007 22 June 2016
Success Securities Limited 實德證券有限公司 RE 1 30 October 2007 22 June 2016
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 RE 3 03 April 2006 22 June 2016
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 RE 3 01 April 2003 18 November 2004