SFC Licences of DOO Hak Wai, Barry 都克威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 RE 3 02 March 2010 17 September 2013
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 RE 2 02 March 2010 17 September 2013
Success Securities Limited 實德證券有限公司 RE 1 02 March 2010 17 September 2013
Emperor Securities Limited 英皇證券有限公司 RE 1 24 July 2007 06 February 2010
Emperor Futures Limited 英皇期貨有限公司 RE 2 06 May 2005 06 February 2010
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 RE 3 05 August 2004 06 February 2010