SFC Licences of DOO Hak Wai, Barry 都克威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 3 | 02 March 2010 | 17 September 2013 |
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 2 | 02 March 2010 | 17 September 2013 |
Success Securities Limited 實德證券有限公司 | RE | 1 | 02 March 2010 | 17 September 2013 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 24 July 2007 | 06 February 2010 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 06 May 2005 | 06 February 2010 |
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 05 August 2004 | 06 February 2010 |