SFC Licences of WAN Ten Lok 溫天絡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Corporate (Hong Kong) Limited RE 6 01 July 2005 31 December 2005
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 01 July 2005 31 December 2005
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 01 July 2005 31 December 2005
Macquarie Corporate (Hong Kong) Limited RO 6 29 November 2004 01 July 2005
Macquarie Capital Limited 麥格理資本股份有限公司 RO 6 29 November 2004 01 July 2005
Macquarie Capital Limited 麥格理資本股份有限公司 RO 1 29 November 2004 01 July 2005
Macquarie Corporate (Hong Kong) Limited RE 6 04 September 2004 29 November 2004
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 04 September 2004 29 November 2004
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 04 September 2004 29 November 2004
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 RO 9 01 April 2003 30 August 2004
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 RO 1 01 April 2003 30 August 2004
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 RO 4 01 April 2003 30 August 2004
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 RO 6 01 April 2003 30 August 2004