SFC Licences of NG Wing Yip, Raymond 吳永業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Finance KAB Asset Management Limited 中金三甲資產管理有限公司 | RO | 9 | 18 September 2018 | |
| China Finance KAB Asset Management Limited 中金三甲資產管理有限公司 | RO | 4 | 31 May 2017 | |
| China Finance KAB Limited 中金三甲證券有限公司 | RO | 4 | 10 October 2007 | |
| China Finance KAB Limited 中金三甲證券有限公司 | RO | 2 | 28 November 2006 | |
| China Finance KAB Limited 中金三甲證券有限公司 | RO | 1 | 28 November 2006 | |
| China Finance KAB Limited 中金三甲證券有限公司 | RE | 2 | 13 October 2005 | 28 November 2006 |
| China Finance KAB Limited 中金三甲證券有限公司 | RE | 1 | 16 August 2005 | 28 November 2006 |