SFC Licences of XIN Tao King 鑫濤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Silverbricks Asset Management Company Limited 元庫資産管理有限公司 RE 9 31 May 2023
Silverbricks Asset Management Company Limited 元庫資産管理有限公司 RE 4 31 May 2023
Emperor Futures Limited 英皇期貨有限公司 RE 5 29 January 2016 01 April 2016
Emperor Securities Limited 英皇證券有限公司 RE 4 02 December 2015 01 April 2016
Emperor Securities Limited 英皇證券有限公司 RE 1 02 December 2015 01 April 2016
Emperor Futures Limited 英皇期貨有限公司 RE 2 02 December 2015 01 April 2016
China Finance KAB Asset Management Limited 中金三甲資產管理有限公司 RE 9 11 May 2015 13 August 2015
China Finance KAB Asset Management Limited 中金三甲資產管理有限公司 RE 4 11 May 2015 13 August 2015
China Finance KAB Limited 中金三甲證券有限公司 RE 4 11 May 2015 13 August 2015
China Finance KAB Limited 中金三甲證券有限公司 RE 2 11 May 2015 13 August 2015
China Finance KAB Limited 中金三甲證券有限公司 RE 1 11 May 2015 13 August 2015
Quam Securities Limited 華富建業證券有限公司 RE 9 05 November 2012 01 March 2014
Quam Securities Limited 華富建業證券有限公司 RE 4 05 November 2012 01 March 2014
Quam Securities Limited 華富建業證券有限公司 RE 2 05 November 2012 01 March 2014
Quam Securities Limited 華富建業證券有限公司 RE 1 05 November 2012 01 March 2014
Nerico Brothers Limited RE 9 05 August 2009 24 October 2012
Nerico Brothers Limited RE 3 26 May 2009 24 October 2012
Nerico Brothers Limited RE 2 26 May 2009 24 October 2012
Nerico Brothers Limited RE 1 26 May 2009 24 October 2012
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 19 January 2009 13 May 2009
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 07 December 2007 13 May 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 07 December 2007 13 May 2009
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 26 July 2007 13 May 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 26 July 2007 13 May 2009
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 02 January 2007 21 April 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 02 January 2007 21 April 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 02 January 2007 21 April 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 02 January 2007 21 April 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 19 December 2006 21 April 2007
Perfect Asset Management Limited 霸域資產管理有限公司 RE 4 25 July 2006 28 November 2006
CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 RE 3 20 February 2006 10 April 2006
Refco Forex Limited RE 3 04 December 2003 09 February 2006
ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 RE 2 08 October 2003 14 July 2004
Perfect Asset Management Limited 霸域資產管理有限公司 RE 4 02 May 2003 24 September 2003