SFC Licences of WAH Anthony Ming Chit 華明哲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 14 November 2017 | 08 March 2019 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 9 | 03 May 2013 | 15 October 2013 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 4 | 03 May 2013 | 15 October 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 02 August 2005 | 16 July 2008 |