SFC Licences of LAM Kong Wah 林港華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 21 October 2003 | |
Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 21 October 2003 | |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 01 April 2003 | 13 October 2003 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 01 April 2003 | 13 October 2003 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 9 | 01 April 2003 | 28 August 2003 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 9 | 01 April 2003 | 28 August 2003 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 7 | 01 April 2003 | 28 August 2003 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 6 | 01 April 2003 | 28 August 2003 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 01 April 2003 | 28 August 2003 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 7 | 01 April 2003 | 28 August 2003 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 5 | 01 April 2003 | 28 August 2003 |