SFC Licences of HIGSON SMITH Louis Piers
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Platinum Securities Company Limited 百德能證券有限公司 | RO | 6 | 01 December 2020 | |
| Platinum Securities Company Limited 百德能證券有限公司 | RO | 1 | 01 December 2020 | |
| STJ Advisors (Asia) Limited 聖約翰諮詢(亞洲)有限公司 | RO | 6 | 22 August 2014 | 09 November 2016 |
| STJ Advisors (Asia) Limited 聖約翰諮詢(亞洲)有限公司 | RE | 6 | 05 June 2014 | 22 August 2014 |
| Platinum Securities Company Limited 百德能證券有限公司 | RO | 6 | 07 July 2009 | 22 January 2014 |
| Platinum Securities Company Limited 百德能證券有限公司 | RO | 1 | 07 July 2009 | 22 January 2014 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RO | 6 | 27 April 2005 | 07 August 2008 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RO | 4 | 27 April 2005 | 07 August 2008 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RO | 1 | 27 April 2005 | 07 August 2008 |