SFC Licences of LAW Cho Kin 羅祖堅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	13 December 2011	01 January 2015
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	13 December 2011	01 January 2015
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	27 April 2009	05 December 2011
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	27 April 2009	05 December 2011
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	30 January 2009	18 April 2009
Haitong International Securities Company Limited 海通國際證券有限公司	RE	3	30 January 2009	18 April 2009
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	30 January 2009	18 April 2009
Haitong International Securities Company Limited 海通國際證券有限公司	RE	3	31 August 2005	05 April 2006
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	25 June 2004	05 April 2006
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	25 June 2004	05 April 2006
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	17 November 2003	04 June 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	17 November 2003	04 June 2004
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	01 April 2003	12 November 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	01 April 2003	12 November 2003
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	01 April 2003	06 November 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	9	01 April 2003	06 November 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	5	01 April 2003	06 November 2003
KGI Asia Limited 凱基證券亞洲有限公司	RE	9	01 April 2003	06 November 2003
KGI Asia Limited 凱基證券亞洲有限公司	RE	6	01 April 2003	06 November 2003