SFC Licences of LI Zemin 李則旻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Ocean Arete Limited 海德資產管理有限公司	RO	9	18 August 2014
OP Investment Management Limited 東英投資管理有限公司	RE	9	18 December 2013	18 August 2014
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	6	24 May 2012	02 June 2012
Ocean Capital Management Limited	RO	9	26 March 2009	14 July 2010
Merrill Lynch Far East Limited	RE	6	12 September 2008	09 January 2009
Merrill Lynch Far East Limited	RE	4	12 September 2008	09 January 2009
Merrill Lynch Far East Limited	RE	1	12 September 2008	09 January 2009
Merrill Lynch (Asia Pacific) Limited	RE	6	12 September 2008	09 January 2009
Merrill Lynch (Asia Pacific) Limited	RE	4	12 September 2008	09 January 2009
Merrill Lynch (Asia Pacific) Limited	RE	1	12 September 2008	09 January 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	17 October 2003	07 April 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	01 April 2003	07 April 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	01 April 2003	13 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	9	01 April 2003	13 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	7	01 April 2003	13 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	4	01 April 2003	13 October 2003