SFC Licences of KIPPING Bryan Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 03 November 2023 | |
| UBS Securities Asia Limited | RE | 1 | 18 July 2019 | 28 July 2019 |
| UBS Securities Asia Limited | RE | 1 | 17 April 2018 | 27 April 2018 |
| UBS Securities Asia Limited | RE | 1 | 08 June 2017 | 16 June 2017 |
| UBS Securities Asia Limited | RE | 1 | 16 February 2017 | 24 February 2017 |
| UBS Securities Asia Limited | RE | 1 | 20 October 2016 | 28 October 2016 |
| UBS Securities Asia Limited | RE | 1 | 24 May 2012 | 20 May 2016 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 27 June 2011 | 03 July 2011 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 27 June 2011 | 03 July 2011 |
| Merrill Lynch Far East Limited | RE | 1 | 15 November 2006 | 14 August 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 January 2005 | 14 August 2009 |