SFC Licences of NG Chi Fai 吳梓輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Evercore Asia Limited	RO	6	19 June 2023
Evercore Asia Limited	RO	4	19 June 2023
Evercore Asia Limited	RO	1	19 June 2023
Evercore Asia Limited	RE	6	20 April 2023	19 June 2023
Evercore Asia Limited	RE	4	20 April 2023	19 June 2023
Evercore Asia Limited	RE	1	20 April 2023	19 June 2023
Alliance Capital Partners Limited 同人融資有限公司	RE	6	16 December 2022	06 February 2023
Alliance Capital Partners Limited 同人融資有限公司	RE	1	16 December 2022	06 February 2023
ICBC International Capital Limited 工銀國際融資有限公司	RO	4	11 May 2018	16 August 2022
ICBC International Securities Limited 工銀國際證券有限公司	RO	1	20 November 2017	16 August 2022
ICBC International Capital Limited 工銀國際融資有限公司	RO	6	20 November 2017	16 August 2022
ICBC International Capital Limited 工銀國際融資有限公司	RO	1	20 November 2017	16 August 2022
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	04 September 2017	20 November 2017
ICBC International Capital Limited 工銀國際融資有限公司	RE	6	04 September 2017	20 November 2017
ICBC International Capital Limited 工銀國際融資有限公司	RE	1	04 September 2017	20 November 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	4	07 August 2015	04 August 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	07 August 2015	04 August 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	21 August 2014	07 August 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	6	05 August 2014	04 August 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	21 May 2014	07 August 2015
Piper Jaffray Asia Limited 派杰亞洲有限公司	RO	6	12 September 2011	25 August 2012
Piper Jaffray Asia Limited 派杰亞洲有限公司	RE	6	25 March 2011	12 September 2011
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司	RO	6	12 February 2010	09 March 2011