SFC Licences of LEOW Siok Ling 廖淑玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RE 1 16 January 2015
CLSA Limited 中信里昂證券有限公司
RE 4 16 January 2015 20 July 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 08 September 2008
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 23 July 2007 08 September 2008
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 01 April 2003 08 September 2008
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 9 01 April 2003 14 September 2004