SFC Licences of LEOW Siok Ling 廖淑玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 16 January 2015 | 18 July 2023 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 16 January 2015 | 20 July 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 6 | 08 September 2008 | 18 July 2023 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 4 | 08 September 2008 | 18 July 2023 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 23 July 2007 | 08 September 2008 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 01 April 2003 | 08 September 2008 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 01 April 2003 | 14 September 2004 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 9 | 01 April 2003 | 14 September 2004 |