SFC Licences of MCQUEEN Lee Michael

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 05 January 2021
CSI Global Markets Limited RE 1 28 March 2019 05 October 2020
CLSA Limited 中信里昂證券有限公司 RE 1 04 August 2014 05 October 2020
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 7 18 July 2013 02 May 2014
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 18 July 2013 02 May 2014
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 18 July 2013 02 May 2014
Religare Capital Markets (Hong Kong) Limited RE 1 04 August 2010 14 December 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 12 August 2009 29 April 2010
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 12 August 2009 29 April 2010
UBS Securities Asia Limited RE 2 10 May 2005 04 April 2009
UBS Securities Hong Kong Limited RE 1 10 May 2005 04 April 2009
UBS Securities Asia Limited RE 1 10 May 2005 04 April 2009
UBS Securities Hong Kong Limited RO 1 09 January 2004 10 May 2005
UBS Securities Asia Limited RO 1 09 January 2004 10 May 2005
UBS Securities Asia Limited RE 1 01 April 2003 09 January 2004
UBS Securities Hong Kong Limited RE 1 01 April 2003 09 January 2004
UBS Securities Asia Limited RE 4 01 April 2003 14 October 2003
UBS Securities Hong Kong Limited RE 4 01 April 2003 14 October 2003
UBS Securities Asia Limited RE 6 01 April 2003 14 October 2003
UBS Securities Hong Kong Limited RE 6 01 April 2003 14 October 2003
UBS Securities Asia Limited RE 9 01 April 2003 14 October 2003
UBS Securities Hong Kong Limited RE 9 01 April 2003 14 October 2003