SFC Licences of LEUNG Lai Lai 梁麗麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 | RO | 1 | 05 August 2014 | |
| Sumo Asset Management Limited 盛門資產管理有限公司 | RE | 9 | 26 September 2013 | 28 October 2013 |
| Sumo Asset Management Limited 盛門資產管理有限公司 | RE | 4 | 26 September 2013 | 28 October 2013 |
| TCW Asia Limited 威信基金管理有限公司 | RO | 1 | 19 April 2013 | 26 April 2013 |
| TCW Asia Limited 威信基金管理有限公司 | RE | 1 | 25 March 2013 | 19 April 2013 |
| Sumo Asset Management Limited 盛門資產管理有限公司 | RE | 9 | 29 April 2011 | 15 February 2013 |
| iTTa Capital Limited 意達資本有限公司 | RO | 1 | 04 December 2007 | 15 February 2013 |
| iTTa Capital Limited 意達資本有限公司 | RO | 4 | 29 May 2003 | 15 February 2013 |