SFC Licences of WONG Shing Kwan 黃成坤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hong Kong Asset Management Limited 香港資產管理有限公司 RO 5 14 April 2023 13 October 2023
Hong Kong Asset Management Limited 香港資產管理有限公司 RO 2 14 April 2023 13 October 2023
Hong Kong Asset Management Limited 香港資產管理有限公司 RO 9 12 June 2019 15 February 2024
Hong Kong Asset Management Limited 香港資產管理有限公司 RO 4 12 June 2019 15 February 2024
Hong Kong Asset Management Limited 香港資產管理有限公司 RO 1 12 June 2019 15 February 2024
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 4 25 January 2018 10 September 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 9 02 May 2014 10 September 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 1 02 May 2014 10 September 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 9 03 December 2013 02 May 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 03 December 2013 02 May 2014
BOCI Asset Management Limited 中銀國際資產管理有限公司 RE 9 12 October 2009 03 October 2013
BOCI Securities Limited 中銀國際證券有限公司 RE 1 16 June 2009 03 October 2013