SFC Licences of LAM Ying Kit 林英傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Finance KAB Asset Management Limited 中金三甲資產管理有限公司 RO 9 24 January 2018
China Finance KAB Limited 中金三甲證券有限公司 RO 2 20 September 2017
China Finance KAB Limited 中金三甲證券有限公司 RO 1 20 September 2017
China Finance KAB Limited 中金三甲證券有限公司 RE 2 04 August 2017 20 September 2017
China Finance KAB Limited 中金三甲證券有限公司 RE 1 04 August 2017 20 September 2017
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RO 2 17 March 2014 03 July 2017
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 1 17 March 2014 03 July 2017
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 10 July 2012 17 March 2014
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 10 July 2012 17 March 2014
Sun Yi Company Limited 新而有限公司 RE 2 06 May 2008 10 May 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 01 April 2003 10 May 2012
CES International Commodities (HK) Limited RE 2 01 April 2003 10 May 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 01 April 2003 19 January 2004
CES International Commodities (HK) Limited RE 5 01 April 2003 19 January 2004
CES International Commodities (HK) Limited RE 9 01 April 2003 19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 6 01 April 2003 19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 9 01 April 2003 19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 7 01 April 2003 07 July 2003