SFC Licences of CHOW Wai Ming 周維明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RO	6	16 April 2024
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RO	1	16 April 2024
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	09 September 2015	16 April 2024
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	09 September 2015	16 April 2024
Merrill Lynch Far East Limited	RE	4	21 June 2007	08 June 2015
Merrill Lynch (Asia Pacific) Limited	RE	4	21 June 2007	08 June 2015
Merrill Lynch Far East Limited	RE	6	22 May 2007	08 June 2015
Merrill Lynch Far East Limited	RE	1	22 May 2007	08 June 2015
Merrill Lynch (Asia Pacific) Limited	RE	6	22 May 2007	08 June 2015
Merrill Lynch (Asia Pacific) Limited	RE	1	22 May 2007	08 June 2015
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	6	27 March 2006	21 May 2007
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	1	27 March 2006	21 May 2007
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司	RE	6	27 April 2005	28 February 2006
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司	RE	4	27 April 2005	28 February 2006
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司	RE	1	27 April 2005	28 February 2006