SFC Licences of LAI Yuk Fai, David 賴玉輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| JPMorgan Chase Bank, National Association | 4 | 02 November 2020 | ||
| JPMorgan Chase Bank, National Association | 1 | 02 November 2020 | ||
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 02 July 2004 | 07 February 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 April 2003 | 05 June 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 01 April 2003 | 05 June 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 9 | 01 April 2003 | 05 June 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 April 2003 | 05 June 2004 |