SFC Licences of KAY Nigel Timothy
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Alpha Nova Capital Management Limited | RO | 9 | 01 November 2017 | 30 September 2020 |
| Alpha Nova Capital Management Limited | RO | 4 | 01 November 2017 | 30 September 2020 |
| Alpha Nova Capital Management Limited | RE | 9 | 06 September 2017 | 01 November 2017 |
| Alpha Nova Capital Management Limited | RE | 4 | 06 September 2017 | 01 November 2017 |
| Evergain Funds Limited 恆益基金有限公司 | RO | 9 | 17 December 2013 | 04 August 2017 |
| Glenworth Capital Limited | RO | 9 | 29 January 2013 | 30 April 2013 |
| Glenworth Capital Limited | RO | 4 | 29 January 2013 | 30 April 2013 |
| Conning Asia Pacific Limited 康利亞太有限公司 | RO | 9 | 24 February 2012 | 19 June 2012 |
| Conning Asia Pacific Limited 康利亞太有限公司 | RO | 4 | 24 February 2012 | 19 June 2012 |
| Conning Asia Pacific Limited 康利亞太有限公司 | RO | 1 | 24 February 2012 | 19 June 2012 |
| Alphatraxx (H.K.) Limited | RO | 9 | 28 July 2009 | 31 October 2011 |
| Alphatraxx (H.K.) Limited | RO | 4 | 28 July 2009 | 31 October 2011 |
| Turiya Advisors Asia Limited | RO | 9 | 26 April 2005 | 11 August 2005 |
| Peak Capital Limited | RO | 9 | 28 October 2004 | 21 November 2008 |
| Peak Capital Limited | RO | 4 | 28 October 2004 | 21 November 2008 |