SFC Licences of DALZIELL Rohan John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 10 October 2013 | 29 April 2017 |
| J Capital Research Limited | RO | 4 | 01 March 2012 | 07 October 2013 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RO | 4 | 03 November 2008 | 30 June 2011 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 4 | 16 July 2008 | 03 November 2008 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 28 August 2006 | 28 June 2008 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 01 April 2003 | 12 August 2006 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 01 April 2003 | 19 January 2004 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 01 April 2003 | 19 January 2004 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 9 | 01 April 2003 | 19 January 2004 |