SFC Licences of PUN Tze Miu 潘子苗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司	RO	9	14 October 2022
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司	RO	4	14 October 2022
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司	RO	2	30 May 2019	13 December 2021
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司	RO	1	30 May 2019
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司	RE	2	03 April 2019	30 May 2019
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司	RE	1	03 April 2019	30 May 2019
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司	RO	2	02 July 2014	03 March 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RO	1	02 July 2014	03 March 2019
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司	RE	2	17 April 2014	02 July 2014
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	17 April 2014	02 July 2014
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司	RE	2	25 June 2012	04 April 2014
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司	RE	1	25 June 2012	04 April 2014
RHB Futures Hong Kong Limited 興業金融期貨有限公司	RE	2	14 November 2011	19 June 2012
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	14 November 2011	19 June 2012
Funderstone Securities Limited	RE	1	22 September 2006	12 August 2011
Funderstone Futures Limited	RE	2	01 April 2003	12 August 2011
Funderstone Futures Limited	RE	5	01 April 2003	24 January 2005
Funderstone Futures Limited	RE	9	01 April 2003	24 January 2005