SFC Licences of CHOW Ka Keung 周家強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GLAM Capital Limited 港利資本有限公司 RO 9 21 April 2020
GLAM Capital Limited 港利資本有限公司 RO 4 21 April 2020
GLAM Capital Limited 港利資本有限公司 RO 1 21 April 2020
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 02 February 2010 01 October 2010
Kaiser Securities Limited 嘉信証券有限公司 RE 1 21 October 2009 21 January 2010
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 29 August 2008 17 September 2008
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 5 25 October 2004 07 September 2005
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 2 11 June 2004 07 September 2005
Delta Asia Securities Limited 滙業證券有限公司 RE 1 11 June 2004 07 September 2005
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 06 May 2004 24 May 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 06 May 2004 24 May 2004