SFC Licences of CHOW Ka Keung 周家強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GLAM Capital Limited 港利資本有限公司 | RO | 9 | 21 April 2020 | |
GLAM Capital Limited 港利資本有限公司 | RO | 4 | 21 April 2020 | |
GLAM Capital Limited 港利資本有限公司 | RO | 1 | 21 April 2020 | |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 02 February 2010 | 01 October 2010 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 21 October 2009 | 21 January 2010 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 29 August 2008 | 17 September 2008 |
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 5 | 25 October 2004 | 07 September 2005 |
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 2 | 11 June 2004 | 07 September 2005 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 11 June 2004 | 07 September 2005 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 06 May 2004 | 24 May 2004 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 06 May 2004 | 24 May 2004 |