SFC Licences of KUO Cheung 郭強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Chocolate Asset Management Limited 巧力資產管理有限公司	RE	9	26 April 2019	31 January 2020
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RO	2	09 August 2012	23 August 2016
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RO	1	09 August 2012	23 August 2016
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	2	14 June 2011	09 August 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	14 June 2011	09 August 2012
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	1	01 February 2011	19 March 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	27 February 2009	19 March 2011
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RO	1	10 July 2007	01 February 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	26 April 2003	19 March 2011
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	26 April 2003	19 March 2011
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	1	26 April 2003	10 July 2007
Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司	RO	1	01 April 2003	22 April 2003