SFC Licences of CHAU Mei Yu 周美如

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Securities Limited 華富建業證券有限公司 RO 2 11 May 2020 08 March 2022
Quam Securities Limited 華富建業證券有限公司 RO 1 11 May 2020 08 March 2022
Quam Securities Limited 華富建業證券有限公司 RE 2 24 February 2020 11 May 2020
Quam Securities Limited 華富建業證券有限公司 RE 1 24 February 2020 11 May 2020
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RO 5 22 February 2017 27 January 2020
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RO 2 18 August 2008 27 January 2020
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 1 18 August 2008 27 January 2020
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 02 October 2007 18 August 2008
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 02 October 2007 18 August 2008
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 RE 2 21 February 2004 22 September 2007
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 03 October 2003 22 September 2007
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 01 April 2003 21 September 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 5 01 April 2003 21 September 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 9 01 April 2003 21 September 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 9 01 April 2003 21 September 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 01 April 2003 21 September 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 4 01 April 2003 21 September 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 6 01 April 2003 21 September 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 7 01 April 2003 11 September 2003