SFC Licences of BIBBY Nicholas Paley
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Segantii Capital Management Limited | RE | 9 | 07 September 2023 | |
| Deltroit (Hong Kong) Limited | RO | 4 | 21 April 2021 | 21 June 2023 |
| Deltroit (Hong Kong) Limited | RO | 1 | 21 April 2021 | 21 June 2023 |
| Deltroit (Hong Kong) Limited | RO | 9 | 16 August 2019 | 21 June 2023 |
| City Financial Investment Company (Hong Kong) Limited | RO | 9 | 03 December 2013 | 16 August 2019 |
| Ballingal Investment Advisors Limited | RE | 9 | 23 September 2009 | 30 September 2013 |
| Ballingal Investment Advisors Limited | RE | 5 | 23 September 2009 | 30 September 2013 |
| Ballingal Investment Advisors Limited | RE | 4 | 23 September 2009 | 30 September 2013 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 30 May 2003 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 30 May 2003 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 30 May 2003 |