SFC Licences of LAU Pak Lun 劉柏倫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sinofortune Securities Limited 華億證券有限公司 RO 2 09 July 2018
Sinofortune Securities Limited 華億證券有限公司 RE 2 15 June 2018 09 July 2018
Sinofortune Securities Limited 華億證券有限公司 RO 2 31 May 2017 30 November 2017
Sinofortune Securities Limited 華億證券有限公司 RO 2 24 May 2012 09 July 2013
Yue Xiu Futures Company Limited 越秀期貨有限公司 RO 5 18 June 2010 15 August 2011
Yue Xiu Futures Company Limited 越秀期貨有限公司 RO 2 28 August 2008 15 August 2011
Sinofortune Securities Limited 華億證券有限公司 RE 1 22 August 2007 08 April 2010
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 2 22 August 2007 28 August 2008
One China Securities Limited 一中證券有限公司 RE 2 17 August 2007 21 August 2007
One China Securities Limited 一中證券有限公司 RE 1 05 June 2007 21 August 2007
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 16 December 2004 03 October 2005
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 16 December 2004 03 October 2005
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 2 01 April 2003 10 December 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 01 April 2003 10 December 2004
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 9 01 April 2003 20 January 2004
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 5 01 April 2003 20 January 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 01 April 2003 20 January 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 6 01 April 2003 20 January 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 9 01 April 2003 20 January 2004