SFC Licences of FAN Wai Kwok 范偉國
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RE | 1 | 11 July 2017 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RE | 1 | 16 April 2008 | 30 June 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 01 April 2003 | 10 April 2008 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2, 5, 7, 9 | 01 April 2003 | 07 August 2003 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 4, 6, 7, 9 | 01 April 2003 | 07 August 2003 |