SFC Licences of CHENG Siu Wa 鄭少華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 11 January 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 11 January 2021
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 2 13 May 2013 10 December 2020
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 13 May 2013 10 December 2020
Open Securities Limited 開盤證券有限公司 RE 2 26 January 2012 29 April 2013
Open Securities Limited 開盤證券有限公司 RE 1 26 January 2012 29 April 2013
Hung Sing Futures Limited 鴻昇期貨有限公司 RE 2 25 June 2004 31 December 2011
Hung Sing Securities Limited 鴻昇證券有限公司 RE 1 25 June 2004 31 December 2011
Sun's Future Limited 永盛期貨有限公司 RE 2 01 April 2003 31 May 2004
Sun's Future Limited 永盛期貨有限公司 RE 5 01 April 2003 31 May 2004
RPS Investment Limited 永盛証券投資有限公司 RE 4 01 April 2003 31 May 2004
Sun's Future Limited 永盛期貨有限公司 RE 9 01 April 2003 31 May 2004
RPS Investment Limited 永盛証券投資有限公司 RE 1 01 April 2003 31 May 2004
RPS Investment Limited 永盛証券投資有限公司 RE 9 01 April 2003 31 May 2004
RPS Investment Limited 永盛証券投資有限公司 RE 6 01 April 2003 31 May 2004