SFC Licences of TSO Key Man, Kevin 曹繼敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 21 January 2022 | 31 May 2022 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 11 February 2020 | 09 April 2020 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RO | 1 | 17 October 2019 | 09 April 2020 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 03 July 2012 | 17 October 2019 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 20 October 2008 | 30 June 2012 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 10 May 2004 | 30 June 2008 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 01 April 2003 | 15 April 2004 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 9 | 01 April 2003 | 19 June 2003 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 01 April 2003 | 19 June 2003 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 01 April 2003 | 19 June 2003 |