SFC Licences of CHAN Kok Chung, Johnny 陳覺忠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 RO 9 04 March 2020
Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 RO 4 04 March 2020
Mason Securities Limited 茂宸證券有限公司 RO 9 14 June 2019 19 November 2019
Mason Investment Management Limited 茂宸投資管理有限公司 RE 1 14 June 2019 21 October 2019
Mason Global Capital Limited 茂宸環球資本有限公司 RO 6 03 October 2018 21 October 2019
Mason Investment Management Limited 茂宸投資管理有限公司 RO 9 28 November 2016 21 October 2019
Mason Investment Management Limited 茂宸投資管理有限公司 RO 4 28 November 2016 21 October 2019
Mason Securities Limited 茂宸證券有限公司 RO 6 28 November 2016 22 June 2018
Crosby Securities Limited 高誠證券有限公司 RO 6 30 April 2015 28 January 2016
Crosby Securities Limited 高誠證券有限公司 RO 9 06 March 2013 15 November 2013
Crosby Securities Limited 高誠證券有限公司 RO 4 06 March 2013 15 November 2013
Crosby Securities Limited 高誠證券有限公司 RO 1 06 March 2013 15 November 2013
Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 RO 9 29 July 2004 18 February 2015
Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 RO 9 29 July 2004 28 September 2012
Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 RO 4 29 July 2004 28 September 2012
Crosby Asset Management (Hong Kong) Limited RO 9 01 April 2003 28 January 2016
Crosby Asset Management (Hong Kong) Limited RO 4 01 April 2003 28 January 2016
Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 RO 4 01 April 2003 18 February 2015
Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 RO 6 01 April 2003 01 July 2012
Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 RO 4 01 April 2003 01 July 2012
Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 RO 1 01 April 2003 02 June 2005
Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 RO 9 01 April 2003 02 June 2005
Crosby Asset Management (Hong Kong) Limited RO 6 01 April 2003 07 July 2004
Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 RO 9 01 April 2003 07 July 2004