SFC Licences of CHAN Susan Wai-lan 陳蕙蘭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 9 22 June 2015 22 June 2015
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RO 9 22 December 2014 22 June 2015
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RO 6 22 December 2014
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RO 4 22 December 2014
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RO 1 22 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 9 02 July 2013 31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 02 July 2013 31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 02 July 2013 31 December 2014
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 9 02 July 2013 22 December 2014
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 6 02 July 2013 22 December 2014
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 02 July 2013 22 December 2014
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 02 July 2013 22 December 2014
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 05 September 2011 10 April 2013
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 05 September 2011 10 April 2013
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RO 2 12 January 2005 27 May 2011
Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 RO 2 16 July 2004 31 January 2005
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 15 June 2004 27 May 2011
Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 RE 1 15 June 2004 31 January 2005
Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 RE 2 15 June 2004 16 July 2004
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 RE 5 01 April 2003 07 May 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 7 01 April 2003 07 May 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 9 01 April 2003 07 May 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 6 01 April 2003 07 May 2004
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 RE 9 01 April 2003 07 May 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 01 April 2003 07 May 2004
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 RE 2 01 April 2003 07 May 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 4 01 April 2003 07 May 2004