SFC Licences of LEE Wing Kea, Peggy 李詠琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 2 24 February 2011 30 June 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 1 03 September 2010 30 June 2014
Morgan Stanley Hong Kong Futures Limited RE 2 30 July 2009 02 August 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 30 July 2009 02 August 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 19 December 2008
Morgan Stanley Hong Kong Futures Limited RE 2 01 April 2003 19 December 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 11 February 2004
Morgan Stanley Hong Kong Futures Limited RE 7 01 April 2003 11 February 2004