SFC Licences of CHAN Kon Kau 陳幹球

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shacom Futures Limited 上商期貨有限公司 RE 5 11 February 2020 13 March 2020
Shacom Futures Limited 上商期貨有限公司 RE 2 29 January 2020 13 March 2020
South China Investment Management Limited 南華投資管理有限公司 RE 9 24 July 2019 20 December 2019
South China Research Limited 南華資料研究有限公司 RE 4 09 July 2019 20 December 2019
South China Commodities Limited 南華期貨有限公司 RE 2 09 July 2019 20 December 2019
South China Securities Limited 南華證券投資有限公司 RE 1 09 July 2019 20 December 2019
China Industrial Securities International Futures Limited 興證國際期貨有限公司 RE 2 25 August 2015 31 May 2019
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 4 25 August 2015 31 May 2019
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 25 August 2015 31 May 2019
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 03 July 2015 05 August 2015
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 29 May 2015 05 August 2015
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 27 April 2012 28 December 2014
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 28 November 2005 28 December 2014
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 07 September 2005 28 December 2014
Pegasus Fund Managers Limited 東驥基金管理有限公司 RE 4 08 April 2004 24 August 2005