SFC Licences of TANG Wai Hung 鄧偉雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RO 4 04 March 2016 01 March 2021
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RO 1 04 March 2016 01 March 2021
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 6 15 September 2015 01 March 2021
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 15 September 2015 04 March 2016
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 15 September 2015 04 March 2016
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RE 6 18 February 2013 17 February 2015
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RE 4 18 February 2013 17 February 2015
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RE 1 18 February 2013 17 February 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 07 June 2012 16 January 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 07 June 2012 16 January 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 07 June 2012 16 January 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 13 July 2011 29 November 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 13 July 2011 29 November 2011