SFC Licences of CHANG Chung Kan 鄭忠勤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | RO | 4 | 03 November 2020 | 25 November 2022 |
| SoFi Securities (Hong Kong) Limited | RO | 1 | 03 November 2020 | 25 November 2022 |
| SoFi Securities (Hong Kong) Limited | RE | 1 | 11 August 2020 | 03 November 2020 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 01 June 2009 | 31 July 2020 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 11 February 2009 | 31 July 2020 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 14 April 2005 | 27 June 2005 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 | RE | 4 | 15 July 2004 | 31 March 2005 |