SFC Licences of LAU Siu Lun 劉兆倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 | RO | 1 | 31 January 2013 | 31 August 2014 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RO | 5 | 06 August 2012 | 31 August 2014 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RO | 2 | 06 August 2012 | 31 August 2014 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 5 | 01 September 2011 | 06 August 2012 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 15 June 2009 | 31 January 2013 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 2 | 15 June 2009 | 06 August 2012 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RE | 9 | 12 February 2009 | 23 April 2010 |