SFC Licences of YEUNG Sau San, Eric 楊秀臣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 9 22 December 2023 26 March 2024
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 4 22 December 2023 26 March 2024
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 1 22 December 2023 26 March 2024
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RO 1 15 June 2016 13 March 2024
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RO 9 31 March 2015 13 March 2024
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RO 4 31 March 2015 13 March 2024
ICBC International Futures Limited 工銀國際期貨有限公司 RO 2 31 March 2015 03 September 2020
ICBC International Research Limited 工銀國際證券研究有限公司 RO 4 31 March 2015 09 June 2017
ICBC International Securities Limited 工銀國際證券有限公司 RO 4 23 May 2014 03 September 2020
ICBC International Securities Limited 工銀國際證券有限公司 RO 1 23 May 2014 03 September 2020
ICBC International Securities Limited 工銀國際證券有限公司 RO 2 23 May 2014 30 December 2019
ICBC International Securities Limited 工銀國際證券有限公司 RE 4 17 April 2014 23 May 2014
ICBC International Securities Limited 工銀國際證券有限公司 RE 2 17 April 2014 23 May 2014
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 17 April 2014 23 May 2014
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 18 April 2012 01 April 2014
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RO 2 19 April 2010 01 April 2014
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 03 September 2007 19 April 2010
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RO 4 11 June 2007 01 April 2014
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RO 1 11 June 2007 01 April 2014
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 30 April 2007 11 June 2007
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 6 30 September 2004 19 April 2007
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 1 30 September 2004 19 April 2007
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO 1 01 April 2003 18 August 2004
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO 6 01 April 2003 18 August 2004
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO 4 01 April 2003 30 July 2004