SFC Licences of MEDD Alexander Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ballingal Investment Advisors Limited | RE | 4 | 19 February 2021 | 01 October 2021 |
Bucephalus Research Partnership Limited | RO | 4 | 24 March 2017 | 01 October 2020 |
GMT Research Limited | RO | 4 | 05 October 2015 | 14 April 2016 |
GMT Research Limited | RE | 4 | 04 May 2015 | 05 October 2015 |
Isometric Investment Advisors Limited | RO | 9 | 04 December 2009 | 29 February 2012 |
Bucephalus Capital Management Advisors Limited | RO | 9 | 01 September 2008 | 31 October 2009 |
Crosby Asset Management (Hong Kong) Limited | RE | 9 | 18 February 2008 | 08 August 2008 |
Crosby Asset Management (Hong Kong) Limited | RE | 4 | 18 February 2008 | 23 June 2008 |
Deephaven Asia Limited | RO | 9 | 17 March 2006 | 22 June 2007 |
Deephaven Asia Limited | RO | 4 | 17 March 2006 | 22 June 2007 |
Deephaven Asia Limited | RE | 9 | 11 May 2005 | 17 March 2006 |
Deephaven Asia Limited | RE | 4 | 11 May 2005 | 17 March 2006 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 12 April 2005 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 12 October 2004 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 12 October 2004 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 12 October 2004 |