SFC Licences of TAM Wing Fai, Johnny 譚永輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
VC Capital Limited 滙盈融資有限公司 | RO | 6 | 11 March 2010 | 30 April 2010 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 4 | 22 January 2010 | 30 April 2010 |
VC Capital Limited 滙盈融資有限公司 | RE | 6 | 22 January 2010 | 11 March 2010 |
AMS Capital Limited 博資有限公司 | RO | 6 | 26 February 2008 | 30 October 2009 |
AMS Capital Limited 博資有限公司 | RO | 4 | 26 February 2008 | 30 October 2009 |
AMS Capital Limited 博資有限公司 | RE | 6 | 06 December 2007 | 26 February 2008 |
Optima Capital Limited 創越融資有限公司 | RO | 6 | 09 July 2007 | 08 August 2007 |
Optima Capital Limited 創越融資有限公司 | RE | 6 | 14 June 2007 | 09 July 2007 |
SPDB International Holdings Limited 浦銀國際控股有限公司 | RO | 6 | 17 October 2006 | 21 May 2007 |
SPDB International Holdings Limited 浦銀國際控股有限公司 | RO | 4 | 17 October 2006 | 21 May 2007 |
SPDB International Holdings Limited 浦銀國際控股有限公司 | RE | 6 | 17 July 2006 | 17 October 2006 |
SPDB International Holdings Limited 浦銀國際控股有限公司 | RE | 4 | 17 July 2006 | 17 October 2006 |
Ever-Long Research Limited 長雄資料研究有限公司 | RO | 4 | 20 September 2004 | 22 June 2006 |
Ever-Long Securities Company Limited 長雄證券有限公司 | RO | 6 | 02 June 2004 | 22 June 2006 |
Ever-Long Securities Company Limited 長雄證券有限公司 | RO | 4 | 02 June 2004 | 22 June 2006 |
Ever-Long Securities Company Limited 長雄證券有限公司 | RE | 6 | 04 September 2003 | 02 June 2004 |
Ever-Long Securities Company Limited 長雄證券有限公司 | RE | 4 | 04 September 2003 | 02 June 2004 |
Emperor Corporate Finance Limited 英皇企業融資有限公司 | RO | 4 | 01 April 2003 | 04 September 2003 |
Emperor Corporate Finance Limited 英皇企業融資有限公司 | RO | 6 | 01 April 2003 | 04 September 2003 |