SFC Licences of LO Tin Po 羅天保

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cheng Chuang Fund Management Limited 承創基金管理有限公司 RO 9 08 November 2019
Cheng Chuang Fund Management Limited 承創基金管理有限公司 RO 4 08 November 2019
GA (Int'l) Capital Management Limited 環聯(國際)資產管理有限公司 RO 9 14 September 2018 31 October 2019
GA (Int'l) Capital Management Limited 環聯(國際)資產管理有限公司 RO 4 14 September 2018 31 October 2019
GA (Int'l) Capital Management Limited 環聯(國際)資產管理有限公司 RE 9 30 August 2018 14 September 2018
GA (Int'l) Capital Management Limited 環聯(國際)資產管理有限公司 RE 4 30 August 2018 14 September 2018
HZ CAPITAL LIMITED RO 9 31 January 2018 31 July 2018
HZ CAPITAL LIMITED RO 5 31 January 2018 31 July 2018
HZ CAPITAL LIMITED RO 4 31 January 2018 31 July 2018
Duo Asset Management Limited 雙瑩資產管理有限公司 RO 9 06 April 2017 20 December 2017
CMBC Asset Management Company Limited 民銀資產管理有限公司 RO 9 11 December 2015 31 October 2016
CMBC Securities Company Limited 民銀證券有限公司 RO 4 26 October 2011 31 October 2016
CMBC Securities Company Limited 民銀證券有限公司 RO 1 16 May 2011 31 October 2016
CMBC International Futures Company Limited 民銀國際期貨有限公司 RO 2 20 August 2010 31 October 2016
CMBC Securities Company Limited 民銀證券有限公司 RE 1 22 March 2010 16 May 2011
Fulbright Futures Limited 富昌期貨有限公司 RE 2 13 November 2009 06 March 2010
Fulbright Securities Limited 富昌證券有限公司 RE 1 13 November 2009 06 March 2010
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 09 March 2005 07 October 2009
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 14 July 2004 07 October 2009
SPS Commodities Limited 新寶城期貨有限公司 RE 2 01 April 2003 19 May 2004
SPS Commodities Limited 新寶城期貨有限公司 RE 5 01 April 2003 19 May 2004
SPS Commodities Limited 新寶城期貨有限公司 RE 9 01 April 2003 19 May 2004