SFC Licenceholders of CMBC Asset Management Company Limited 民銀資產管理有限公司

Email
compliance_dept@cmbccap.com
Website
www.cmbccap.com

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
CHAN Tak Chiu 陳德翹 RE 9 05 February 2021 05 February 2021
CHAN Tak Chiu 陳德翹 RO 9 02 February 2021 05 February 2021
CHAN Tak Chiu 陳德翹 RE 9 09 October 2020 02 February 2021
CHEN Bin 陳斌 RE 4 19 December 2018
CHEN Bin 陳斌 RE 9 18 December 2017
CHEN Yao 陳瑤 RE 9 17 October 2022 10 June 2024
CHEN Yao 陳瑤 RE 4 17 October 2022 10 June 2024
CHEN Yi 陳禕 RE 9 22 February 2018
CHEN Yi-hsuan 陳怡瑄 RE 9 28 August 2020 30 November 2022
CHEN Yi-hsuan 陳怡瑄 RE 4 28 August 2020 30 November 2022
CHEN Yu 陳昱 RE 9 14 December 2018 30 June 2020
CHIANG TSZ SHAN 蔣子山 RE 9 17 July 2020 20 February 2021
CHIN Chi Kui 錢智駒 RO 9 08 January 2018 31 January 2018
CHIN Chi Kui 錢智駒 RE 9 14 November 2017 08 January 2018
DAI Zhijie 戴智杰 RO 9 15 May 2018 16 September 2018
DAI Zhijie 戴智杰 RE 9 12 June 2017 15 May 2018
DING Zhisuo 丁之鎖 RO 9 11 January 2019 09 January 2023
DING Zhisuo 丁之鎖 RO 4 04 September 2018 09 January 2023
DING Zhisuo 丁之鎖 RE 9 05 December 2017 02 February 2018
DOU XUANFEI 鈄炫緋 RE 9 19 November 2020 08 June 2021
GONG Rui 宮睿 RE 4 10 February 2020 18 August 2022
GONG Rui 宮睿 RE 9 10 February 2020 18 August 2022
GONG Yanmei 宮艷梅 RE 9 04 December 2023
GONG Yanmei 宮艷梅 RE 4 04 December 2023
GUANG Ao 光驁 RE 9 24 June 2021 29 November 2023
GUO Shihai 郭世海 RE 9 23 January 2020 14 April 2021
GUO Shihai 郭世海 RE 4 13 February 2020 14 April 2021
HAN Xuan 韓玄 RE 9 10 May 2017 15 September 2017
HU Hongzhang 胡閎彰 RE 9 08 July 2019
HUANG Chanjuan 黄嬋娟 RE 9 20 February 2023
HUANG Huiyong RE 4 29 August 2022 08 December 2023
HUANG Huiyong RE 9 29 August 2022 08 December 2023
HUI Chi Kong, Joseph 許志光 RE 9 29 September 2020 11 October 2020
HUI Wai Man 許偉民 RO 4 04 September 2018 30 April 2019
HUI Wai Man 許偉民 RO 9 05 July 2017 30 April 2019
HUI Wai Man 許偉民 RE 9 15 June 2017 05 July 2017
JIANG Wenjia 姜文佳 RE 9 21 June 2021 18 June 2022
JIANG Wenjia 姜文佳 RE 4 21 June 2021 18 June 2022
JIANG Zhengtai 姜征泰 RE 9 13 February 2020 17 April 2022
JIN Mingzhe 金明哲 RE 9 20 February 2018 24 January 2023
LAM Sau Tung 林壽彤 RO 9 17 August 2017 28 July 2021
LEE Chun Hong 李俊康 RE 9 30 March 2020 14 January 2022
LEE Chun Hong 李俊康 RE 4 25 May 2020 14 January 2022
LEE Kai Yee 李啟怡 RE 9 07 June 2021 07 October 2022
LEE Ming Han 李明翰 RE 9 03 September 2019 05 October 2021
LEE Ming Han 李明翰 RE 4 03 September 2019 05 October 2021
LEE Wu Han 李武翰 RO 9 20 October 2022 01 April 2024
LEE Wu Han 李武翰 RO 4 20 October 2022 01 April 2024
LEE Wu Han 李武翰 RE 9 19 July 2022 20 October 2022
LEE Wu Han 李武翰 RE 4 19 July 2022 20 October 2022
LEW Cheuk Ning 劉卓寧 RE 9 22 July 2020 06 February 2021
LI Guanda 李冠達 RE 9 07 January 2021 28 December 2021
LI Guanda 李冠達 RE 4 07 January 2021 28 December 2021
LI Ming 李明 RO 9 14 September 2023
LI Ming 李明 RO 4 14 September 2023
LI Wenfeng 李雯鳳 RE 9 12 September 2019
LIU Rongxia 劉荣夏 RE 9 26 February 2018
LIU ZIJING RE 9 07 June 2022
LIU ZIJING RE 4 07 June 2022
LO Kung Hang 羅功恆 RE 9 25 April 2018 12 July 2018
LO Kung Hang 羅功恆 RO 9 12 July 2018 05 November 2018
LO Tin Po 羅天保 RO 9 11 December 2015 31 October 2016
LO YI FAN 駱怡帆 RE 9 26 May 2022
LO YI FAN 駱怡帆 RE 4 26 May 2022
LUO Hao 羅浩 RE 9 30 September 2019 18 February 2021
OUYANG Puxi 歐陽普晞 RE 9 11 June 2021 31 December 2021
QIAN Yuezhu 錢月竹 RE 9 20 November 2023
QIAN Yuezhu 錢月竹 RE 4 20 November 2023
TAM Ho Yeung 譚浩洋 RO 9 09 March 2017 31 August 2017
TANG Mo 唐茉 RE 9 11 October 2021 21 February 2022
TANG Mo 唐茉 RE 4 11 October 2021 21 February 2022
TANG ZIJIE 湯梓杰 RE 4 24 May 2021
TANG ZIJIE 湯梓杰 RE 9 24 May 2021
TANGWATTHANADILOKKUL Sirakan 林偉明 RO 4 29 March 2019 13 August 2021
TANGWATTHANADILOKKUL Sirakan 林偉明 RE 9 12 April 2018 22 November 2018
TANGWATTHANADILOKKUL Sirakan 林偉明 RO 9 22 November 2018 13 August 2021
TANGWATTHANADILOKKUL Sirakan 林偉明 RE 4 19 December 2018 29 March 2019
TING Kam Sing 丁淦星 RO 9 11 December 2015 21 March 2017
TSANG Chun Man 曾晉文 RE 9 11 August 2017 02 October 2017
TSAO Ching Tsung 曹清宗 RE 9 24 March 2021 09 February 2022
TSAO Ching Tsung 曹清宗 RE 4 24 March 2021 09 February 2022
WANG Chenyan 王辰龑 RE 9 20 February 2024
WANG Chenyan 王辰龑 RE 4 31 January 2024
WANG Duoduo 王多多 RE 9 20 July 2018 28 May 2024
WANG Jiatai 王家泰 RE 9 21 May 2019 19 December 2020
WANG Miao 王淼 RE 4 18 December 2018 07 February 2020
WANG Miao 王淼 RE 9 18 December 2018 07 February 2020
WEN Yuxiang 文宇翔 RE 9 09 July 2020 29 June 2022
WEN Yuxiang 文宇翔 RE 4 28 August 2020 29 June 2022
WU Chun Tat 吳俊達 RE 9 10 May 2019 09 December 2022
WU Chun Tat 吳俊達 RE 4 10 May 2019 09 December 2022
WU Jiacheng 吳嘉程 RE 9 11 July 2018 11 May 2023
WU Jiacheng 吳嘉程 RE 4 19 December 2018 11 May 2023
WU Shuo 武碩 RE 9 16 January 2024
WU Shuo 武碩 RE 4 16 January 2024
XIANG Xinrong 向新榮 RO 9 11 July 2019
XIANG Xinrong 向新榮 RO 4 11 July 2019
XIANG Xinrong 向新榮 RE 9 18 March 2019 11 July 2019
XIANG Xinrong 向新榮 RE 4 18 March 2019 11 July 2019
YAN Chi Kwan 顏志軍 RO 9 21 December 2017 25 April 2018
YANG Zhangyi 楊章藝 RE 9 04 May 2021 16 August 2022
YANG Zhangyi 楊章藝 RE 4 04 May 2021 16 August 2022
YU Dalin 于大林 RO 9 30 January 2019 12 January 2021
YU Dalin 于大林 RO 4 30 January 2019 12 January 2021
YU Dalin 于大林 RE 9 24 October 2018 30 January 2019
YU Dalin 于大林 RE 4 24 October 2018 30 January 2019
YU Pak Hang 余栢恒 RE 9 16 August 2017 23 November 2018
YU Xiaoxi 余晓曦 RE 9 26 July 2017 18 June 2023
ZHANG Tianfei 張天飛 RE 9 06 September 2021
ZHANG Tianfei 張天飛 RE 4 06 September 2021
ZHANG Xuecong 張雪驄 RE 4 10 May 2023 25 June 2024
ZHANG Xuecong 張雪驄 RE 9 07 June 2021 25 June 2024
ZHANG Zhijie 章智杰 RE 9 23 January 2020 30 June 2020
ZHANG Zhijie 章智杰 RE 4 23 January 2020 30 June 2020
ZHANG Zhijie 章智杰 RO 9 02 May 2019 23 January 2020
ZHANG Zhijie 章智杰 RO 4 13 February 2019 23 January 2020
ZHANG Zhijie 章智杰 RE 9 14 November 2018 02 May 2019
ZHANG Zhijie 章智杰 RE 4 28 September 2018 13 February 2019
ZHAO Liang 趙亮 RE 4 15 October 2018 17 June 2020
ZHAO Liang 趙亮 RE 9 15 October 2018 17 June 2020
ZHAO Song 趙嵩 RE 4 19 December 2018 19 July 2019
ZHAO Song 趙嵩 RE 9 30 November 2017 19 July 2019
ZHENG Huide 鄭慧德 RO 9 05 September 2023
ZHENG Huide 鄭慧德 RO 4 05 September 2023
ZHENG Huide 鄭慧德 RE 4 11 May 2023 05 September 2023
ZHENG Huide 鄭慧德 RE 9 20 December 2021 05 September 2023
ZHENG Zelin 鄭澤霖 RE 9 28 September 2018 26 June 2020
ZHENG Zelin 鄭澤霖 RE 4 28 September 2018 26 June 2020
ZHOU Deyang 周德洋 RO 4 08 December 2020
ZHOU Deyang 周德洋 RO 9 08 December 2020
ZHOU Deyang 周德洋 RE 4 08 December 2020 08 December 2020
ZHOU Deyang 周德洋 RE 9 08 December 2020 08 December 2020
ZHOU Juan 周娟 RO 4 05 July 2023
ZHOU Juan 周娟 RE 9 11 August 2020
ZHU HONGHAI 朱洪海 RE 9 17 December 2020