SFC Licenceholders of CMBC Asset Management Company Limited 民銀資產管理有限公司
- compliance_dept@cmbccap.com
- Website
- www.cmbccap.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Tak Chiu 陳德翹 | RE | 9 | 09 October 2020 | 02 February 2021 |
| CHAN Tak Chiu 陳德翹 | RO | 9 | 02 February 2021 | 05 February 2021 |
| CHAN Tak Chiu 陳德翹 | RE | 9 | 05 February 2021 | 05 February 2021 |
| CHEN Bin 陳斌 | RE | 4 | 19 December 2018 | |
| CHEN Bin 陳斌 | RE | 9 | 18 December 2017 | |
| CHEN Yao 陳瑤 | RE | 9 | 17 October 2022 | 10 June 2024 |
| CHEN Yao 陳瑤 | RE | 4 | 17 October 2022 | 10 June 2024 |
| CHEN Yi 陳禕 | RE | 9 | 22 February 2018 | |
| CHEN Yi-hsuan 陳怡瑄 | RE | 4 | 28 August 2020 | 30 November 2022 |
| CHEN Yi-hsuan 陳怡瑄 | RE | 9 | 28 August 2020 | 30 November 2022 |
| CHEN Yu 陳昱 | RE | 9 | 14 December 2018 | 30 June 2020 |
| CHIANG TSZ SHAN 蔣子山 | RE | 9 | 17 July 2020 | 20 February 2021 |
| CHIN Chi Kui 錢智駒 | RE | 9 | 14 November 2017 | 08 January 2018 |
| CHIN Chi Kui 錢智駒 | RO | 9 | 08 January 2018 | 31 January 2018 |
| DAI Zhijie 戴智杰 | RE | 9 | 12 June 2017 | 15 May 2018 |
| DAI Zhijie 戴智杰 | RO | 9 | 15 May 2018 | 16 September 2018 |
| DING Zhisuo 丁之鎖 | RO | 4 | 04 September 2018 | 09 January 2023 |
| DING Zhisuo 丁之鎖 | RO | 9 | 11 January 2019 | 09 January 2023 |
| DING Zhisuo 丁之鎖 | RE | 9 | 05 December 2017 | 02 February 2018 |
| DOU XUANFEI 鈄炫緋 | RE | 9 | 19 November 2020 | 08 June 2021 |
| GONG Rui 宮睿 | RE | 4 | 10 February 2020 | 18 August 2022 |
| GONG Rui 宮睿 | RE | 9 | 10 February 2020 | 18 August 2022 |
| GONG Yanmei 宮艷梅 | RE | 9 | 04 December 2023 | |
| GONG Yanmei 宮艷梅 | RE | 4 | 04 December 2023 | |
| GUANG Ao 光驁 | RE | 9 | 24 June 2021 | 29 November 2023 |
| GUO Shihai 郭世海 | RE | 4 | 13 February 2020 | 14 April 2021 |
| GUO Shihai 郭世海 | RE | 9 | 23 January 2020 | 14 April 2021 |
| HAN Xuan 韓玄 | RE | 9 | 10 May 2017 | 15 September 2017 |
| HU Hongzhang 胡閎彰 | RE | 9 | 08 July 2019 | |
| HUANG Chanjuan 黄嬋娟 | RE | 9 | 20 February 2023 | |
| HUANG Huiyong | RE | 4 | 29 August 2022 | 08 December 2023 |
| HUANG Huiyong | RE | 9 | 29 August 2022 | 08 December 2023 |
| HUI Chi Kong, Joseph 許志光 | RE | 9 | 29 September 2020 | 11 October 2020 |
| HUI Wai Man 許偉民 | RE | 9 | 15 June 2017 | 05 July 2017 |
| HUI Wai Man 許偉民 | RO | 9 | 05 July 2017 | 30 April 2019 |
| HUI Wai Man 許偉民 | RO | 4 | 04 September 2018 | 30 April 2019 |
| JIANG Wenjia 姜文佳 | RE | 4 | 21 June 2021 | 18 June 2022 |
| JIANG Wenjia 姜文佳 | RE | 9 | 21 June 2021 | 18 June 2022 |
| JIANG Zhengtai 姜征泰 | RE | 9 | 13 February 2020 | 17 April 2022 |
| JIN Mingzhe 金明哲 | RE | 9 | 20 February 2018 | 24 January 2023 |
| LAM Sau Tung 林壽彤 | RO | 9 | 17 August 2017 | 28 July 2021 |
| LEE Chun Hong 李俊康 | RE | 9 | 30 March 2020 | 14 January 2022 |
| LEE Chun Hong 李俊康 | RE | 4 | 25 May 2020 | 14 January 2022 |
| LEE Kai Yee 李啟怡 | RE | 9 | 07 June 2021 | 07 October 2022 |
| LEE Ming Han 李明翰 | RE | 9 | 03 September 2019 | 05 October 2021 |
| LEE Ming Han 李明翰 | RE | 4 | 03 September 2019 | 05 October 2021 |
| LEE Wu Han 李武翰 | RE | 4 | 19 July 2022 | 20 October 2022 |
| LEE Wu Han 李武翰 | RO | 9 | 20 October 2022 | 01 April 2024 |
| LEE Wu Han 李武翰 | RO | 4 | 20 October 2022 | 01 April 2024 |
| LEE Wu Han 李武翰 | RE | 9 | 19 July 2022 | 20 October 2022 |
| LEW Cheuk Ning 劉卓寧 | RE | 9 | 22 July 2020 | 06 February 2021 |
| LI Guanda 李冠達 | RE | 9 | 07 January 2021 | 28 December 2021 |
| LI Guanda 李冠達 | RE | 4 | 07 January 2021 | 28 December 2021 |
| LI Ming 李明 | RO | 9 | 14 September 2023 | |
| LI Ming 李明 | RO | 4 | 14 September 2023 | |
| LI Wenfeng 李雯鳳 | RE | 9 | 12 September 2019 | 06 August 2024 |
| LIU Rongxia 劉荣夏 | RE | 9 | 26 February 2018 | |
| LIU ZIJING | RE | 4 | 07 June 2022 | |
| LIU ZIJING | RE | 9 | 07 June 2022 | |
| LO Kung Hang 羅功恆 | RE | 9 | 25 April 2018 | 12 July 2018 |
| LO Kung Hang 羅功恆 | RO | 9 | 12 July 2018 | 05 November 2018 |
| LO Tin Po 羅天保 | RO | 9 | 11 December 2015 | 31 October 2016 |
| LO YI FAN 駱怡帆 | RE | 4 | 26 May 2022 | |
| LO YI FAN 駱怡帆 | RE | 9 | 26 May 2022 | |
| LUO Hao 羅浩 | RE | 9 | 30 September 2019 | 18 February 2021 |
| OUYANG Puxi 歐陽普晞 | RE | 9 | 11 June 2021 | 31 December 2021 |
| QIAN Yuezhu 錢月竹 | RE | 9 | 20 November 2023 | 08 September 2024 |
| QIAN Yuezhu 錢月竹 | RE | 4 | 20 November 2023 | 08 September 2024 |
| TAM Ho Yeung 譚浩洋 | RO | 9 | 09 March 2017 | 31 August 2017 |
| TANG Mo 唐茉 | RE | 9 | 11 October 2021 | 21 February 2022 |
| TANG Mo 唐茉 | RE | 4 | 11 October 2021 | 21 February 2022 |
| TANG ZIJIE 湯梓杰 | RE | 9 | 24 May 2021 | |
| TANG ZIJIE 湯梓杰 | RE | 4 | 24 May 2021 | |
| TANGWATTHANADILOKKUL Sirakan 林偉明 | RO | 4 | 29 March 2019 | 13 August 2021 |
| TANGWATTHANADILOKKUL Sirakan 林偉明 | RE | 4 | 19 December 2018 | 29 March 2019 |
| TANGWATTHANADILOKKUL Sirakan 林偉明 | RE | 9 | 12 April 2018 | 22 November 2018 |
| TANGWATTHANADILOKKUL Sirakan 林偉明 | RO | 9 | 22 November 2018 | 13 August 2021 |
| TING Kam Sing 丁淦星 | RO | 9 | 11 December 2015 | 21 March 2017 |
| TSANG Chun Man 曾晉文 | RE | 9 | 11 August 2017 | 02 October 2017 |
| TSAO Ching Tsung 曹清宗 | RE | 4 | 24 March 2021 | 09 February 2022 |
| TSAO Ching Tsung 曹清宗 | RE | 9 | 24 March 2021 | 09 February 2022 |
| WANG Chenyan 王辰龑 | RE | 4 | 31 January 2024 | |
| WANG Chenyan 王辰龑 | RE | 9 | 20 February 2024 | |
| WANG Duoduo 王多多 | RE | 9 | 20 July 2018 | 28 May 2024 |
| WANG Jiatai 王家泰 | RE | 9 | 21 May 2019 | 19 December 2020 |
| WANG Miao 王淼 | RE | 4 | 18 December 2018 | 07 February 2020 |
| WANG Miao 王淼 | RE | 9 | 18 December 2018 | 07 February 2020 |
| WEN Yuxiang 文宇翔 | RE | 4 | 28 August 2020 | 29 June 2022 |
| WEN Yuxiang 文宇翔 | RE | 9 | 09 July 2020 | 29 June 2022 |
| WU Chun Tat 吳俊達 | RE | 4 | 10 May 2019 | 09 December 2022 |
| WU Chun Tat 吳俊達 | RE | 9 | 10 May 2019 | 09 December 2022 |
| WU Jiacheng 吳嘉程 | RE | 9 | 11 July 2018 | 11 May 2023 |
| WU Jiacheng 吳嘉程 | RE | 4 | 19 December 2018 | 11 May 2023 |
| WU Shuo 武碩 | RE | 9 | 16 January 2024 | |
| WU Shuo 武碩 | RE | 4 | 16 January 2024 | |
| XIANG Xinrong 向新榮 | RO | 4 | 11 July 2019 | |
| XIANG Xinrong 向新榮 | RE | 9 | 18 March 2019 | 11 July 2019 |
| XIANG Xinrong 向新榮 | RE | 4 | 18 March 2019 | 11 July 2019 |
| XIANG Xinrong 向新榮 | RO | 9 | 11 July 2019 | |
| YAN Chi Kwan 顏志軍 | RO | 9 | 21 December 2017 | 25 April 2018 |
| YANG Zhangyi 楊章藝 | RE | 4 | 04 May 2021 | 16 August 2022 |
| YANG Zhangyi 楊章藝 | RE | 9 | 04 May 2021 | 16 August 2022 |
| YU Dalin 于大林 | RO | 9 | 30 January 2019 | 12 January 2021 |
| YU Dalin 于大林 | RO | 4 | 30 January 2019 | 12 January 2021 |
| YU Dalin 于大林 | RE | 4 | 24 October 2018 | 30 January 2019 |
| YU Dalin 于大林 | RE | 9 | 24 October 2018 | 30 January 2019 |
| YU Pak Hang 余栢恒 | RE | 9 | 16 August 2017 | 23 November 2018 |
| YU Xiaoxi 余晓曦 | RE | 9 | 26 July 2017 | 18 June 2023 |
| ZHANG Tianfei 張天飛 | RE | 4 | 06 September 2021 | |
| ZHANG Tianfei 張天飛 | RE | 9 | 06 September 2021 | |
| ZHANG Xuecong 張雪驄 | RE | 4 | 10 May 2023 | 25 June 2024 |
| ZHANG Xuecong 張雪驄 | RE | 9 | 07 June 2021 | 25 June 2024 |
| ZHANG Zhijie 章智杰 | RE | 4 | 23 January 2020 | 30 June 2020 |
| ZHANG Zhijie 章智杰 | RE | 9 | 23 January 2020 | 30 June 2020 |
| ZHANG Zhijie 章智杰 | RO | 9 | 02 May 2019 | 23 January 2020 |
| ZHANG Zhijie 章智杰 | RE | 4 | 28 September 2018 | 13 February 2019 |
| ZHANG Zhijie 章智杰 | RE | 9 | 14 November 2018 | 02 May 2019 |
| ZHANG Zhijie 章智杰 | RO | 4 | 13 February 2019 | 23 January 2020 |
| ZHAO Liang 趙亮 | RE | 9 | 15 October 2018 | 17 June 2020 |
| ZHAO Liang 趙亮 | RE | 4 | 15 October 2018 | 17 June 2020 |
| ZHAO Song 趙嵩 | RE | 9 | 30 November 2017 | 19 July 2019 |
| ZHAO Song 趙嵩 | RE | 4 | 19 December 2018 | 19 July 2019 |
| ZHENG Huide 鄭慧德 | RE | 4 | 11 May 2023 | 05 September 2023 |
| ZHENG Huide 鄭慧德 | RO | 4 | 05 September 2023 | |
| ZHENG Huide 鄭慧德 | RO | 9 | 05 September 2023 | |
| ZHENG Huide 鄭慧德 | RE | 9 | 20 December 2021 | 05 September 2023 |
| ZHENG Zelin 鄭澤霖 | RE | 9 | 28 September 2018 | 26 June 2020 |
| ZHENG Zelin 鄭澤霖 | RE | 4 | 28 September 2018 | 26 June 2020 |
| ZHOU Deyang 周德洋 | RE | 9 | 08 December 2020 | 08 December 2020 |
| ZHOU Deyang 周德洋 | RE | 4 | 08 December 2020 | 08 December 2020 |
| ZHOU Deyang 周德洋 | RO | 9 | 08 December 2020 | |
| ZHOU Deyang 周德洋 | RO | 4 | 08 December 2020 | |
| ZHOU Juan 周娟 | RO | 4 | 05 July 2023 | |
| ZHOU Juan 周娟 | RE | 9 | 11 August 2020 | |
| ZHU HONGHAI 朱洪海 | RE | 9 | 17 December 2020 |