SFC Licences of LEE Shuk Yi 李淑儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 2 | 07 March 2014 | 11 April 2014 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 15 January 2014 | 11 April 2014 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 15 January 2014 | 11 April 2014 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RE | 9 | 15 January 2014 | 11 April 2014 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RE | 9 | 19 February 2013 | 01 October 2013 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RE | 4 | 19 February 2013 | 01 October 2013 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RE | 1 | 19 February 2013 | 01 October 2013 |